Inquiries
Use the Express ServicesInquiries menu to run inquiries from PLM Compliance Express.
Choose from among the following inquiries:
-
Individual Appointment Inquiry: Displays your organization's individual licensee appointment records (either current or previous) held in the state regulatory database.
-
Firm Appointment Inquiry: Displays your organization's firm appointment records (either current or previous) held in the state regulatory database.
-
Individual Status Inquiry: Displays the current record held in the state regulatory database for a specified individual licensee.
-
Firm Status Inquiry: Displays the current record held in the state regulatory database for a specified firm.
-
Individual PDB Inquiry: Displays the current information held in the NIPR Producer Database (PDB) for a specified individual.
-
Firm PDB Inquiry: Displays the current information held in the NIPR Producer Database (PDB) for a specified firm.
-
License PDB Inquiry: Displays the current information held in the NIPR Producer Database (PDB) for an individual or firm using a specified license number.
-
Individual License Number/National Producer Number Inquiry: Displays the license number or National Producer Number of an individual based on the individual's resident state, SSN, and last name.
-
Firm License Number/National Producer Number Inquiry: Displays the license number of a given firm.
-
Appointment Activity Inquiry: Displays activity for pending and processed appointments for a specific confirmation number.
-
PIN Appointment Location Inquiry: Displays activity for pending, processed and submitted PIN appointments.
-
Production Management Inquiry: Displays all activity submitted during a specific date range.
-
Inquiry Activity by Submit Date Inquiry: This inquiry allows you to retrieve and display information pertaining to billable inquires performed by a specific subscriber representative during a certain date range.
-
Background Investigation Activity Inquiry: Displays all background investigation requests submitted during a specific date range.
-
License Application Activity Inquiry: Displays activity for pending and processed license applications.
-
License Renewal Activity Inquiry: Displays activity for processed license renewal requests.
-
Individual Association Inquiry: Displays transactions submitted to the state via Compliance Express that create or update the relationship between a firm and an individual.
-
Letter of Certification Inquiry: Displays information about requests submitted to states through Compliance Express for individual and agency letters of certification.
-
Address Change Status Inquiry: Looks up the status of one or multiple license state address change requests submitted for an individual licensee using the Address Change Request service, available under Service Request.
-
Appointment Renewal Activity by Submit Date Inquiry: Retrieves and displays information pertaining to appointment renewals processed by a specific subscriber representative during a certain date range.
-
File Submission Inquiry: Displays a summary count of all appointment and termination activity for each file submitted during a specific date range.
-
SIRCON® Transaction Validation Inquiry: Displays all errors identified on transactions submitted via a file during a specific date range.
For more information, click the Help link at the bottom of a service page.