Code Group Reference
The table below lists code groups (also referred to as code domains) that are available for user-configuration on the Maintain Codes page.
A user with administrative permissions may configure an unlimited number of codes in any code group. The Short Descriptions of active codes then are visible and available as user input in related data fields in Producer Manager.
Many code groups include code values that are system-required and cannot be inactivated. Other code groups may contain pre-configured, "suggested" codes that you are free to use or inactivate, as your business requires. An inactivated code is removed as a user-input option. Also, you are free to add your own custom codes to any code group listed on the Maintain Codes page.
Notes
Note: Many codes are critical to the successful movement of data in and out of Producer Manager, such as through the use of Quick Load Producers, the Outbound Data Feed, the Producer Data Web Service, and the Producer Express Bulk Processing Module. (For more information, see Printable Help Guides and the Producer Express Online Help.)
Note: Code domains listed with boldface names in the Code Group column in the table below are in active use in Producer Manager or Producer Express, unless otherwise noted. Code domains whose names are not boldface are not in active use in Producer Manager and can be ignored. If you have questions, consult your Vertafore representative.
|
Code Group |
Description |
System-Required Values (Code, Long/Short Descriptions) |
Suggested, User-Configurable Values (Code, Long/Short Descriptions) |
Producer Manager Field Names (Pages) |
Outbound Data Feed Export Elements <Parent>--<Child> |
Producer Data Web Service Elements |
|
Advance Commission Code |
None |
FIRST, First Premium ISSUED, Issued Premium SUBSQT, Subsequent Premium |
Advance Commission (Review/Update Agreement, Add Agreement) |
<Individual> - <Agreements> - <Agreement> - <AdvanceCommission> <Firm> - <Agreements> - <Agreement> - <AdvanceCommission> |
|
|
|
Advance Transaction Status Code |
None |
CNCL, Cancelled PAID, Paid PND, Pending PROC, Processed |
Advance Transaction Status (Review/Update Agreement, Add Agreement) |
<Individual> - <Agreements> - <Agreement> - <AdvanceTransactionStatus> <Firm> - <Agreements> - <Agreement> - <AdvanceTransactionStatus> |
|
|
|
Agreement Producer Role Code |
None |
GA, General Agent NMO, National Marketing Organization SGA, Special General Agent |
Additional Producer Role Code (Add Agreement) |
<Individual> - <Agreements> - <Agreement> - <AdditionalProducer> - <Role> <Firm> - <Agreements> - <Agreement> - <AdditionalProducer> - <Role> |
|
|
|
Agreement Termination Reason Code |
CAUSE, Cause NC, Name Change |
BDR, Broker/Dealer Request MA, Merger/Acquisition RL, Regulatory Lapse |
Termination Reason (Review/Update Agreement) |
<Individual> - <Agreements> - <Agreement> - <TerminationReason> <Firm> - <Agreements> - <Agreement> - <TerminationReason> |
|
|
|
Agreement Type Code |
None |
BOTH, Both CL, Commercial Lines EMO, EMO GA, GA LO, LO NMO, NMO PL, Personal Lines RMO, RMO SA, Service Agreement SMO, SMO CA, Career Agent MGA, Managing General Agency P4, P4 FIXEDANN, Fixed Annuities |
Type (Review/Update Agreement, Add Agreement) Agreement Type (Search Agreement) |
<Individual> - <Agreements> - <Agreement> - <Type> <Firm> - <Agreements> - <Agreement> - <Type> |
|
|
|
Firm Type Code Note: Note: The DFLT_AGY_TYPE_CD business rule must be configured with an active code from the AGY_TYPE_CD code group, or any automated process for adding a new producer record to Producer Manager (e.g., Quick Add Producer, Quick Load Producers, Producer Express onboarding request, etc.) will error. For more information, see Configuration Options. |
None |
C, Corporation L, Limited Liability Company P, Partnership S, Sole Proprietorship LP, Limited Liability Partnership |
Firm Type (Details data section of Review/Update Producer ) |
<Firm> - <Type> |
|
|
|
APPL_LOC_CD |
Application Location Code |
None |
BCKR, Background Review LGLR, Legal Review RBL, Received By Licensing |
None |
<Individual> - <Applications> - <Application> -<Location> <Firm> - <Applications> - <Application> -<Location> |
|
|
APPT_SBST_LTR_ST_CD |
Appointment Substitute Letter State Code |
None |
None |
None |
None |
None |
|
ASSC_AGY_ASSC_CD |
Associated Agency Association Code |
None |
TPA, Third Party Administrator |
None |
<Firm> - <RelatedFirms> - <RelatedFirm> - <AssociationType> |
|
|
Broker/Dealer groups. Note: Note: This code domain is used in integration between Producer Express and Producer Manager to configure the broker/dealer groups with which a firm record may be associated using Administer Producer Business Rules and Producer Business Rules. For more information, consult your Vertafore representative. |
DEFAULT, Default
|
EDJONES, Edward Jones MERLYNCH, Merrill Lynch RAYJAMES, Raymond James |
All Rules (Administer Producer Business Rules) For more information, see Producer Business Rules. |
None |
|
|
|
BKGRND_INVT_STS_CD |
Background Investigation Status Code |
None |
None |
None |
None |
None |
|
BKGRND_INVT_TYPE_CD |
Background Investigation Type Code |
EDUC, Education Verification EMPHST, Employment Verification LICST, Licensing State Verification |
None |
None |
None |
None |
|
Conduct Business via DTCC Code |
None |
N, No Y, Yes |
Conduct Business via DTCC (Review/Update Agreement, Add Agreement) |
<Individual> - <Agreements> - <Agreement> - <ConductBusinessViaDtcc> <Firm> - <Agreements> - <Agreement> - <ConductBusinessViaDtcc> |
|
|
|
Business Unit Business Segment Code |
None |
None |
Business Segment (Maintain Business Unit, Maintain Producer Business Unit,Business Units data section of Review/Update Producer page) |
<Individual> - <BusinessUnits> - <BusinessUnit> - <BusinessSegment> <Firm> - <BusinessUnits> - <BusinessUnit> - <BusinessSegment> |
|
|
|
Business Unit Distribution Channel Code |
None |
None |
Distribution Channel (Maintain Business Unit, Maintain Producer Business Unit,Business Unitsdata section of Review/Update Producer page) |
<Individual> - <BusinessUnits> - <BusinessUnit> - <DistributionChannel> <Firm> - <BusinessUnits> - <BusinessUnit> - <DistributionChannel> |
|
|
|
Business Unit Servicing Location Code |
None |
None |
Servicing Location (Maintain Business Unit, Maintain Producer Business Unit,Business Unitsdata section of Review/Update Producer page) |
<Individual> - <BusinessUnits> - <BusinessUnit> - <ServicingLocation> <Firm> - <BusinessUnits> - <BusinessUnit> - <ServicingLocation> |
|
|
|
CARRIER_RC_INTRFC_TYPE_CD |
Carrier and Regulated Company Interface Type Code |
NSCC_IPS, NSCC IPS SIRCON, SIRCON |
None |
None |
None |
None |
|
Carrier Request Status Code |
None |
AP, Approved JIT_AP, JIT Approved PN, Pending SBMT, Submitted |
Status (Carrier Requests) |
None |
|
|
|
CARRIER_UNIT_TYPE_CD |
Carrier Unit Type Code |
CARRIER, Carrier |
DC, Distribution Channel FO, Field Office EMPL, Employee INDE, Internal Department |
None |
None |
None |
|
Continuing Education Requirement Status Code |
CM, Compliant NC, Not Compliant PN, Pending |
NR, No Longer Required WV, Waived Note: Note: The 'NR' code can be exported in the Outbound Data Feed as a status code only when the |
Status (in the Requirements and Applied Course Details section of Add CE Courses) OR Status (in the Active Credentials or Inactive Credentials sub-sections of the Education Credentials data section of Review/Update Producer page) |
<Individual> - <CourseRequirements> -<CourseRequirement> -<Status> Note: Note: The CourseRequirements element in the Outbound Data Feed does double-duty, depending on the setting of a Vertafore-configurable business rule (ec.credStatus.recordLatest) in your company's instance of PLM Producer Manager. One business rule setting will export the producer's CE course requirement data, while another setting will export the producer's education credential status information. For more information, see Configuration Options and Education Credentials in the Producer Manager online help. See also the Outbound Data Feed User Guide. |
|
|
|
Continuing Education Requirement Type Code |
None |
Requirement Type (Maintain CE Requirements) |
<Individual> - <CourseRequirements> - <CourseRequirement> - <Type> |
|
||
|
CLRNGHS_CD |
Clearinghouse Code |
None |
None |
None |
None |
None |
|
CMSN_ADJ_RSN_CD |
Commission Adjustment Reason Code |
None |
BONUS, Bonus Payment DEDUCT, Deduction LEGAL, Legal Garnishment MISC, Miscellaneous OVERPAY, Overpayment UNDRPAY, Underpayment |
None |
None |
None |
|
CMSN_TIER_DTRMNT_CD |
Commission Tier Determinant Code |
None |
DB, Death Benefit DUR, Policy Duration HLDRAGE, Policy Holder Age |
None |
None |
None |
|
CMSN_TYPE_CD |
Commission Type Code |
None |
STD, Standard Only BOTH, Standard plus Trail TRAIL, Trail Only |
None |
None |
None |
|
Country Codes for Addresses (no US or CN) |
None |
Country (Add Company, individual producers on Maintain Contact Information) |
<Individual> - <Addresses> - <Address> - <Country> |
None |
||
|
Country Code |
None |
Country (Maintain Employment History, firm producers on Maintain Contact Information) |
<Firm> - <AddressesContacts> - <AddressContact> - <Country> <Individual> - <Employment> - <Country> <Individual> - <BirthCountry>
|
|
||
|
CNTY_CD |
County Code Note: Note: The codes in the CTY_CD code domain are not related to appointment county codes available on the Add Appointment Counties or Terminate Appointment Counties pages. Counties available on those pages are Vertafore-configurable only. For more information or assistance, please contact your Vertafore representative. |
VB, Van Buren |
None |
None |
None |
|
|
Communication Preference Code |
None |
EMAIL, Electronic Mail FAX, Fax PSTL, Postal Mail TELE, Telephone |
Communication Preferences (Contact Information data section of Review/Update Producer page, Maintain Contact Information.) |
None |
|
|
|
COST_CNTR_NAME |
Appointment Profile defined Cost Center |
None |
None |
None |
None |
|
|
Tracks transaction types from CX that producers paid for Note: Note: This code group is automatically populated by a system process that continually queries the PLM transaction engine (Compliance Express) for new producer cost type codes. User maintenance is not necessary. |
None |
LICAPPL, License Application APPT, Appointment BIPROC, Background Investig. Process. TRMN, Appointment Termination PDBQ, Producer Database Inquiry ILCERT, Indv Letter of Certification ILLICRNWL, Individual License Renewal AGSTSQ, Agency Status Inquiry APPTPROC, Appointment Processing CECONTINUE, CE Continuance ILAPPQ, Individual Appointment Inquiry ILSTSQ, Individual Status Inquiry AGPDBSYNC, PDB Firm Data Reconciliation ILPDBSYNC, PDB Indv Data Reconciliation AGLICRNWL, Agency License Renewal |
Service Type (Costs data section of Review/Update Producer page) Service Types (Producer Costs Inquiry ) |
None |
|
|
|
Course Category Code |
None |
Course Category (Add CE Courses, Maintain CE Courses) |
<Individual> - <Courses> - <Course> - <Category> |
|
||
|
Education credentialing course category code |
None |
Category (Add Course Completions, Course Completions, Course List) |
<Individual> - <Courses> - <Course> - <Category> |
|
||
|
Education credentialing course sub-category code |
INIT, Initial ONG, Ongoing |
None |
Category (Add Course Completions, Course Completions, Course List) |
<Individual> - <Courses> - <Course> - <Subcategory> |
|
|
|
Custom Staff Member Action Type Code Note: Note: The values of this code group are reserved for a system process that continually audits user event logs for the Operator Productivity Inquiry and Advanced Operator Productivity Inquiry. User maintenance is not necessary. |
None |
Activity (Operator Productivity Inquiry, Advanced Operator Productivity Inquiry) |
None |
|
||
|
Distribution Channel Code |
None |
BD, Broker/Dealer DM, Direct Marketing FN, Financial Non-Proprietary FR, Financial Proprietary IA, Independent Agency RI, Registered Investment Advisors SW, Season Wirehouse WH, Wirehouse FI, Financial Institution FP, Financial Planning Firm |
Distribution Channel (Details data section of firm record in Review/Update Producer page.) |
<Firm> - <DistributionChannel> |
|
|
|
Education Degree Program Code |
None |
ASSC, Associates BA, Bachelor of Arts BS, Bachelor of Science DPL, Diploma PHD, Doctoral JD, Juris Doctorate MA, Master of Arts MS, Master of Science |
Degree/Program (Education/Professional Designation data section of Review/Update Producer page, Maintain Education/Professional Designation.) |
<Individual> - <Education> - <DegreeProgram> |
|
|
|
Employee Type Code |
EB, EMPL, Employee IND, RP, MANG, REP, |
None |
Employee Type (Add New User) |
None |
|
|
|
EVENT_TYPE_CD |
Event Type Code |
None |
None |
|
|
|
|
Eye Color Code |
None |
BLUE, Blue BRWN, Brown GRN, Green HAZL, Hazel |
Eye Color (Details data section of Review/Update Producer) |
None |
|
|
|
GRP_CD |
Group Code |
None |
01, Group 1 02, Group 2 03, Group 3 |
|
None |
|
|
Hair Color Code |
None |
BLCK, Black BLND, Blonde BRWN, Brown GRAY, GRAY OTHR, Other RED, Red WHT, White |
Hair Color (Details data section of Review/Update Producer) |
None |
|
|
|
Individual Address Type Code |
01, Business Location 02, Residential 03, Mailing |
13, Branch 17, Commission Mailing 18, Home Office / Back Office 19, Policy Mailing 20, Vacation |
Address Type (Maintain Contact Information) |
<Individual> - <Addresses> - <Address> - <Type> |
|
|
|
Individual Alias Type Code |
DBA, Doing Business As FMR, Former Name LA, Location Agency LIC, License Name |
AKA , Also Known As FDBA , Former Doing Business As MD, Maiden Name NK , Nick Name |
Alias Type (Maintain Personal Aliases) |
<Individual> - <Aliases> - <Alias> - <Type> |
|
|
|
INDV_ASSC_ASSC_CD |
Individual Association Association Code |
None |
None |
None |
None |
|
|
Individual Company Alias Type Code |
None |
AKA, Also Known As DBA, Doing Business As FDBA, Former Doing Business As FMR, Former Name |
Alias Type (Maintain Company Aliases - Individual) |
<Individual> - <Aliases> - <Alias> - <Type>
|
|
|
|
Individual Organization Association Association Code Note: Note: The DFLT_INDV_ORG_ASSC_TYPE_CD business rule must be configured with an active code from the INDV_ORG_ASSC_ASSC_CD code group, or any automated process for adding a firm association to a producer record in Producer Manager (e.g., a Producer Express onboarding or maintenance transaction request, etc.) will error. For more information, see Configuration Options. |
AG, Agent QAO, Qualifying Active Officer |
AGBK, Agent/Broker SAGE, Assignor to Assignee BK, Broker SBKG, Broker/Agent CO, Consultant EMP, Employee OW, Owner PRNC, Principal SPRC, Principal Pty to Prncpl Corp QM, Qualified Manager |
Association Type (Add Associations) |
<Individual> - <FirmAssociations> - <Association> - <Type> |
|
|
|
Individual Organization Association Position Code Note: Note: The DFLT_INDV_ORG_ASSC_POS_CD business rule must be configured with an active code from the INDV_ORG_ASSC_POS_CD code group, or any automated process for adding a firm association to a producer record in Producer Manager (e.g., a Producer Express onboarding or maintenance transaction request, etc.) will error. For more information, see Configuration Options. |
None |
AS, Assistant Secretary AT, Assistant Treasurer AV, Assistant Vice President CB, Chairman of the Board CE, Chief Executive Officer EXVP, Executive Vice President OFCR, Officer OTHR, Other PR, President PRNC, Principal SC, Secretary ST, Secretary - Treasurer SV, Senior Vice President SH, Stockholder TR, Treasurer VP, Vice President |
Position (Add Associations) |
<Individual> - <FirmAssociations> - <Association> - <Position> |
|
|
|
Interface Type Code Indicates which type of external system ID code is being sent with a producer record to other systems via integration services. Identifies the other system that also maintains information about the producer and requires updating with data from Producer Manager. |
None |
AGYID, AGENCY_ID AID, Agent ID BD, Broker Dealer System CRD, NASD CRD ID FA, Fixed Annuity Policy Admin. FL, Fixed Life Policy Admin. LEGSYS, Legacy System LIMRA, LIMRA NSCC_IPS, NSCC IPS NSCC_IPS, NSCC ID POOLNO, Pool Number PRDCD, Producer Code UL, Universal Life Policy Admin. VA, Variable Annuity Policy Admin. |
External System ID (External System IDs data section, Maintain External System Identifiers, Maintain Company External System Identifiers, Business Units data section, Firm Associations data section, Individual Associations data section, Agreements data section, Quick Load Producers, Appointment Inquiries, Producer Management Inquiries, Producer Hierarchy Inquiries, Producers With Missing Information, Transfer Associated Individuals.) |
<Individual> - <Interfaces> - <Interface> - <Type> <Firm> - <Interfaces> - <Interface> - <Type> |
|
|
|
MAIL_LBL_CAT_CD |
Mailing Label Category Code |
None |
None |
None |
None |
|
|
MKT_STRGY_TYPE_CD |
Market Strategy Type Code |
None |
None |
None |
None |
|
|
FINRA Series Type Code A list of FINRA securities examinations that the producer has completed. Note: Note: The values of this code group are used principally by Producer Express integration with Producer Manager to support customers configured to process DTCC LNA transactions. User maintenance usually is not necessary. |
None |
S24, General Securities Principal S7, General Securities Rep. S6, Investmt Co./Var Contract Rep S26, Investmt Co/Var Contrct Princ S63, Uniform Sec Agt State Law Exam S66, Uniform Combined State Law Exam |
Series Type (Maintain FINRA Information) |
<Individual> - <NASDSeriesList > - <NASDSeries> - <Series> |
|
|
|
Organization Address Contact Type Code |
01, Business Location 02, Residential 03, Mailing 12, Billing |
13, Branch Address 17, Complaints 21, Continuing Education 22, General 23, Licensing 24, Statutory Home Office 25, Service of Process ABA1, Alternate Business Address 1 ABA2, Alternate Business Address 2 ABA3, Alternate Business Address 3 ABA4, Alternate Business Address 4 18, Home Office / Back Office 19, Policy Mailing CL, Commission Mailing 26, Producer Bonus |
Address Type (Maintain Contact Information, Maintain Company Contact Information) |
<Firm> - <AddressesContacts> - <AddressContact> - <Type> |
|
|
|
Organization Alias Type Code |
DBA, Doing Business As FMR, Former Name |
ABR, Abbreviated Name AKA, Also Known As FDBA, Former Doing Business As LIC, License Name LA, Location Agency PRP, Proposed Name TM, Team |
Alias Type (Maintain Alias - Firm, Maintain Company Alias - Company) |
<Firm> - <Aliases> - <Alias> - <Type> |
|
|
|
ORG_ASSC_ASSC_CD |
Organization Association Association Code |
None |
None |
None |
None |
|
|
OTHR_ORG_TYPE_CD |
Other/Misc. Organization Type Code Note: Note: This code domain may be used by Vertafore internal implementation staff to test the export of firm records in the Outbound Data Feed. If you have questions, please consult your Vertafore representative. |
None |
None |
None |
None |
|
|
Payment Frequency Code |
None |
ANNUALLY, Annually DAILY, Daily MONTHLY, Monthly QUARTERLY, Quarterly |
Payment Frequency (Review/Update Agreement, Add Agreement) |
<Individual> - <Agreements> - <Agreement> - <PaymentFrequency> <Firm> - <Agreements> - <Agreement> - <PaymentFrequency> |
|
|
|
PRDCR_APPL_UNAPRV_RSN_CD |
Producer Application Unapproved Reason Code |
None |
None |
None |
None |
|
|
PRDCR_LMT_RSN_TYPE_CD |
Producer Limitation Reason Type Code |
None |
None |
None |
None |
|
|
PRDCR_RJCT_RQST_RSN_CD |
Producer Rejected Request Reason Code |
None |
None |
None |
None |
|
|
PRDCR_RJCT_RQST_TYPE_CD |
Producer Rejected Request Type Code |
None |
None |
None |
None |
|
|
PRDCR_RSTR_TYPE_CD |
Producer Restriction Type Code |
None |
None |
None |
None |
|
|
PROD_CAT_CD |
Product Category Code Note: Note: This code domain does not populate the Product dropdown menu on the Carrier Requests page nor any product types associated with producer Sales Authorization. These values are Vertafore-configurable only. For more information or assistance, please contact your Vertafore representative. |
None |
None |
None |
<Individual> - <Agreements> - <Agreement> - <Products> - <Product> - <Category> <Firm> - <Agreements> - <Agreement> - <Products> - <Product> - <Category> |
|
|
Product Certification Type Code |
None |
None |
Product Type (Maintain Product Certifications) |
<Individual> - <ProductCertfications> - <ProductCertification> - <Type> <Firm> - <ProductCertfications> - <ProductCertification> - <Type> |
|
|
|
Professional Designation Type Code |
None |
ACS, Associate, Customer Service AIAF, Associate, Insurance Accounting and Finance AIRC, Associate, Insurance Regulatory Compliance AIAA, Associate, Insurance Agency Administration ARP, Associate, Research and Planning CFP, Certified Financial Planner CPA, Certified Public Accountant CPCU, Chartered Property and Casualty Underwriter |
<Individual> - <ProfessionalDesignations> - <ProfessionalDesignation> - <Type> |
|
||
|
Professional Liability Exclusion Type Code |
None |
CI , Copyright Infringement CA, Criminal Activity FR, Fraud IA, Indexed Annuities MIS, Misrepresentation VFL, Violations of Federal Law VSL, Violations of Security Law VSTL, Violations of State Law |
Exclusions (Professional Liability data section, Maintain Professional Liability) |
<Individual> - <ProfessionalLiabilityPolicies> - <ProfessionalLiabilityPolicy> - <Exclusions> - <Exclusion> |
|
|
|
Province Code |
AB, Alberta BC, British Columbia MB, Manitoba NB, New Brunswick NL, Newfoundland NT, Northwest Territories NS, Nova Scotia NU, Nunavut ON, Ontario PE, Prince Edward Island QC, Quebec SK, Saskatchewan YT, Yukon Territories |
None |
Province (Add Company, Maintain Address History, Maintain Carrier Address and Phone, Maintain Company Contact Information, Maintain Contact Information, Maintain Employment History) |
<Individual> - <Addresses> - <Address> - <Province> <Firm> - <AddressesContacts> - <AddressContact> - <Province> <Individual> - <EmploymentHistory> - <Employment> - <Province> |
|
|
|
Race Code |
ARABIC, Arabic-American ASIAN, Asian/Pacific Islander AFRICAN, Black/African American CAUC, White/Caucasian LATIN, Latin-American OTHR, Other |
UKNW, Unknown NATV, Native American/Alaskan Native |
Ethnicity (Details data section of Review/Update Producer) |
None
|
|
|
|
RC_OWN_CD |
Regulated Company Ownership Code |
None |
None |
None |
None |
|
|
Regulated Company Producer Pay Code |
None |
2, Commission Calculated/Not Paid 4, Commission Denied 1, Commission Due/Not Paid 0, Commission Paid 3, Hold |
Payment Status (Company Relationships) |
<Individual> - <Appointments> - <Appointment> - <PayCode> <Firm> - <Appointments> - <Appointment> - <PayCode> |
|
|
|
RGLTNG_BDY_CD |
Regulating Body Code |
None |
None |
None |
None |
|
|
Regulatory Body Code |
INT, Internal |
Regulatory Body (Add Course Completions, Add Credential, Course List) |
<Individual> - <Courses> - <Course> - <RegulatoryBody> <Individual> - <CourseRequirements> - <CourseRequirement> - <State> |
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||
|
Required Item Type Code |
NPN, NPN Missing |
AOI, Articles of Incorporation APPL, Application APPLRESUB, Application Resubmitted AR, Application Rejection BKGRD, Satisfactory Background Invest BKGRNDAUTH, Background Authorization Form BKGRNDRQMT, Background Requirements BP, Bankruptcy Paperwork CNTRCTRP, Contract-RP COA, Certificate of Authority CRDRPT, CRD Report CTRCTEB, Contract-EB CTRCTIND, Contract-IND DOB, Date of Birth EOPROOF, E Proof F&I, Forms & Instructions FEE, Fee FNGRPRNT, Fingerprint/Green Card GID, GID Forms LIC, License Copy LICAPPL, License Application LTRCERT, Letter of Certification NAMEAPRVL, Name Approval NEWPRDCR, New Producer Memo NOTARY, Signature/Notary Page OK2SELL, OK to sell PHOTO, Photo PN_APPT, Pending Appointment Request RA, Renewal Applications REGNAME, Registered Agent RESADDR, Resident Address STFR, State Form WSA, Waiting on State Approval |
Required Item (Maintain Producer Required Items) |
<Individual> - <RequiredItems> - <RequiredItem> - <Type> <Firm> - <RequiredItems> - <RequiredItem> - <Type> |
|
|
|
RSTR_TYPE_CD |
Restriction Type Code |
None |
None |
None |
None |
|
|
Exam Status Code |
CNDTLWVR, Conditional Waiver D86, Designation GRNDFTHRD, Grandfathered PASSED, Passed RNSTTD, Reinstated UNCNTLWVR, Unconditional Waiver |
None |
Status (Maintain Securities Information) |
<Individual> - <SecuritiesExams> - <SecuritiesExam> - <StatusCode> |
|
|
|
Exam Type Code |
None |
<Individual> - <SecuritiesExams> - <SecuritiesExam> - <ExamCode> |
|
|||
|
FINRA Registrations Status Code |
None |
FINRA Status (Maintain Securities Information) |
<Individual> - <SecuritiesInformation> - <BrokerDealers> - <BrokerDealer> - <SRORegistrations> - <SRORegistration> - <FinraStatus> <Individual> - <SecuritiesInformation> - <BrokerDealers> - <BrokerDealer> - <StateRegistrations> - <StateRegistration> - <FinraStatus> |
|
||
|
SM_ROLE_CD |
Staff Member Role Code |
None |
None |
None |
None |
|
|
SRO Registration Category Code |
None |
Category Code (SRO) (Maintain Securities Information) |
<Individual> - <SecuritiesInformation> - <BrokerDealers> - <BrokerDealer> - <SRORegistrations> - <SRORegistration> - <CategoryCode> |
|
||
|
SRO Registration Type Code |
BATS-ZX, BATS Z-Exchange, Inc. BATS-YX, BATS-Y-Exchange, Inc. BOX, Boston Options Exchange, LLC. C2, C2 Options Exchange, Inc (C2) CBOE, Chicago Board Options Exchange CHX, Chicago Stock Exchange EDGA, EDGA Exchange, Inc. EDGX, EDGX Exchange, Inc. FINRA, Financial Industry Regulatory Authority ISE GEMINI, ISE GEMINI-TOPAZ Exchange, LLC. ISE, International Securities Exchange MIAX, Miami International Stock Exchange BX, NASDAQ OMX BX, Inc. PHLX, NASDAQ OMX PHLX, Inc. NQX, NASDAQ Stock Market ARCA, NYSE Arca, Inc. NYSE-MKT, NYSE-MKT LLC NSX, National Stock Exchange NYSE, New York Stock Exchange |
None |
<Individual> - <SecuritiesInformation> - <BrokerDealers> - <BrokerDealer> - <SRORegistrations> - <SRORegistration> - <SroCode> |
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STG_PRDCR_LIC_RES_CD |
Stage Producer License Residency Code Note: Note: This code group is used by an internal process to prepare new producer records to be added to Producer Manager through a Producer Express onboarding request using state data obtained from the national PDB. User configuration is not necessary. |
NR, Non-Resident R, Resident |
None |
None |
None |
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State Code Note: Note: Many but not all state-related dropdown menus in Producer Manager look up code values from the ST_CD code group. Please be aware that it is possible to inactivate (make historical) any non-system-required code value in this code domain, which would remove it as an option for users in all dropdown menu fields that refer to ST_CD. |
None |
State (Maintain Education/Professional Designations)
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<Individual> - <Addresses> - <Address> - <State> <Individual> - <FirmAssociations> - <Association> - <State> <Individual> - <Bonds> - <Bond> - <State> <Individual> - <NASDJurisdictionStates> - <NASDJurisdictionState> - <State> <Individual> - <RequiredItems> - <RequiredItem> - <State> <Individual> - <Educations> - <Education> - <State> <Firm> - <AddressesContacts> - <AddressContact> - <State> <Firm> - <IndividualAssociations> - <AssociatedIndividual> - <Association> - <State> <Firm> - <RequiredItems> - <RequiredItem> - <State> <Firm> - <Bonds> - <Bond> - <State> <Firm> - <NASDJurisdictionStates> - <NASDJurisdictionState> - <State> <Firm> - <ParentFirms> - <ParentFirm> - <AssociationStates> - <AssociationState> - <State> |
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State Registration Category Code |
AG, AG - Broker-Dealer Agent RA, RA - Investment Advisor Representative |
None |
Category Code (State) (Maintain Securities Information) |
<Individual> - <SecuritiesInformation> - <BrokerDealers> - <BrokerDealer> - <StateRegistrations> - <StateRegistration> - <CategoryCode> |
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Suppressible Letter Type Code Note: Note: This code domain is used in integration between Producer Express and Producer Manager to configure the correspondence types that can be set to be suppressed using Administer Producer Business Rules and Producer Business Rules. For more information, consult your Vertafore representative. |
None |
NONE, <No letters suppressed> APPT, Congrats APPT|TRMN, Congrats and Termination APPT|WELC, Congrats and Thank You APP|TRM|WL, Congrats,Termination,Thank You TRMN, Termination TRMN|WELC, Termination and Thank You WELC, Thank You |
All Rules (Administer Producer Business Rules) |
None |
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SW_PROD_CD |
Software Product Code |
None |
None |
None |
None |
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Termination Vesting Type Code |
None |
FRSTYR, First Year FULL, Full NONE, None |
Termination Vesting Period (Company Relationships) |
<Individual> - <Appointments> - <Appointment> - <TerminationVestingType> <Firm> - <Appointments> - <Appointment> - <TerminationVestingType> |
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